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Prentiss Smith & Company, Inc. CRD 110928
$453M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
950 Western Avenue, Brattleboro, VT 05301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-08-02 |
| CA | RA | APPROVED | 2023-12-20 |
| NH | RA | APPROVED | 2023-12-20 |
| NY | RA | APPROVED | 2023-12-20 |
| VT | RA | APPROVED | 2007-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prentiss Smith & Company | Brattleboro | VT | 04/1999 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-04 |
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