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Frank Daniel Szalay

Raymond James Financial Services Advisors, Inc

Las Cruces, NM

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-06
NM RA APPROVED 2013-03-04
  • TX RA
    APPROVED
    Since 2013-06-06
  • NM RA
    APPROVED
    Since 2013-03-04

Branch Locations

650 Montana Avenue Suite I, Las Cruces, NM 88001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Las Cruces NM 03/2013 Present
Raymond James Financial Services Advisors Inc. Las Cruces NM 03/2013 Present
Reed Financial Services Las Cruces NM 03/2013 Present
Previous Registrations
  • 2008-01-01 → 2013-03-04
    Wells Fargo Clearing Services, Llc
    Las Cruces, NM
    Alpine, TX
    El Paso, TX
  • 2002-09-09 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    El Paso, TX
    Alpine, TX
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-17
  • S63 Uniform Securities Agent State Law Examination
    1999-06-17
Designations
Other Names
  • Frank Szalay

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COALSON FINANCIAL SERVICES, LLC
EAGLE STRATEGIES LLC
LPL FINANCIAL LLC

Other Investors

JOSEPH WILLIAM DELAMATER
REBECCA MARIE PINCH
JACOB R DELAMATER
Margaret O'Kelley
Douglas Wesley Heward
Tanya Michelle Schlingman
Timothy James Gilliam
ANGELA RENEE PARRA-MCNEELY

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LAS CRUCES, NM
U.S. BANCORP ADVISORS, LLC · Las Cruces, NM
EDWARD JONES · LAS CRUCES, NM
CETERA INVESTMENT ADVISERS LLC · LAS CRUCES, NM
EDWARD JONES · LAS CRUCES, NM
STATE FARM INVESTMENT MANAGEMENT CORP. · Las Cruces, NM
COALSON FINANCIAL SERVICES, LLC · LAS CRUCES, NM
EAGLE STRATEGIES LLC · LAS CRUCES, NM

More in Las Cruces, NM

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