Thomas Paul Brehm

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 07/2019
  Ameriprise Financial Services, Inc.
  West Bloomfield, MI
• 10/2009 → 07/2019
  Ameriprise Financial Services, Inc.
  Farmington Hills, MI
• 07/2019 → Present
  Stifel Nicolaus & Co Inc
  Southfield, MI

Previous Registrations

• 2009-10-05 → 2019-07-25
  Ameriprise Financial Services, Llc
  Farmington Hills, MI
• 2007-06-28 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  West Bloomfield, MI
  Bloomfield Hills, MI
  Bloomfield Hills, MI

Other Businesses

1.Central Michigan Inns;2187 University Dr Okemos MI 48864; Limited Service Hotels;Treasurer/ Director/ 25% owner;Go to annual meetings and review financials;8/2/01;40 hr/yr;Not during securities trading hours; investment related. 2.Meridian Hospitality LLC; 2187 University Dr Okemos, MI 48864; Holding company to the parent company Central Michigan Inns;Member; Review Financials; 3/7/17; 5 hr/yr; Not during securities trading hours; Investment Related.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-20
• S65 Uniform Investment Adviser Law Examination
  2001-02-26
• S63 Uniform Securities Agent State Law Examination
  1989-04-21

Other Names

• Thomas P Brehm