Kenneth Robert Hagel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-21
WA	RA	APPROVED	2024-05-01

TX RA
APPROVED_RES

Since 2024-06-21
WA RA
APPROVED

Since 2024-05-01

Branch Locations

Kennewick, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Crown Capital Securities, Lp	Kennewick	WA	09/1999	05/2024
Noble Wealth Management	Kennewick	WA	09/2015	Present
Lpl Financial Llc	Kennewick	WA	05/2024	Present

09/1999 → 05/2024

Crown Capital Securities, Lp

Kennewick, WA
09/2015 → Present

Noble Wealth Management

Kennewick, WA
05/2024 → Present

Lpl Financial Llc

Kennewick, WA

Previous Registrations

2000-02-28 → 2024-05-01

Crown Capital Securities, L.P.

Kennewick, WA

Other Businesses

1) 05/01/2024 - Noble Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/3/2006.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-10
S63	Uniform Securities Agent State Law Examination	1989-05-06

S65 Uniform Investment Adviser Law Examination

1999-12-10
S63 Uniform Securities Agent State Law Examination

1989-05-06

Other Names

Ken Hagel

View on SEC IAPD