Ralph Gunther Haebich

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2022-10-10
NY	RA	APPROVED	2022-10-07

NV RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2022-10-10
NY RA
APPROVED

Since 2022-10-07

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Melville	NY	10/2010	11/2016
Wells Fargo Clearing Services, Llc	Melville	NY	11/2016	10/2022
Ameriprise Financial Services, Llc	Melville	NY	10/2022	Present

10/2010 → 11/2016

Wells Fargo Advisors Llc

Melville, NY
11/2016 → 10/2022

Wells Fargo Clearing Services, Llc

Melville, NY
10/2022 → Present

Ameriprise Financial Services, Llc

Melville, NY

Previous Registrations

2012-09-05 → 2022-10-12

Wells Fargo Clearing Services, Llc

Melville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-10
S63	Uniform Securities Agent State Law Examination	1989-03-22

S66 Uniform Combined State Law Examination

2022-06-10
S63 Uniform Securities Agent State Law Examination

1989-03-22