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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp, Inc. | Miami Lakes | FL | 06/2001 | 07/2020 |
| Investacorp Advisory Services, Inc. | Miami Lakes | FL | 07/2001 | 07/2020 |
| Securities America, Inc. | Trinity | FL | 07/2020 | 06/2024 |
| Securities America Advisors, Inc. | Trinity | FL | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Trinity | FL | 06/2024 | Present |
| Osaic Wealth, Inc. | Trinity | FL | 06/2024 | Present |
1. EAST LAKE REC ADVISORY BOARD -Board member - Advise on running, organizing the local Rec sports complex #HRS 2 01/01/2014 - 3555 Old Keystone Rd, Tarpon Springs FL 34688 - Advise on the use and finances for the local youth sports complex 2. SP FINANCIAL INC -Owner -S-Corp for my securities business commissions This is the entity that all my commissions are funneled through for tax purposes #HRS 5 04/17/2002 - 4901 Quill Ct, Palm Harbor FL 34685 - This is a shell corporation for tax purposes 3. TRAMONTO PROPERTIES LLC -Owner - A S-Corp that owns our personal vacation condo #HRS 1 - 05/11/2015 - 4901 Quill Ct, Palm Harbor FL 34685 - The owner of the S-Corp that owns the condo property. Mostly used for personal vacations and some rentals 4. EAST LAKE YOUTH SPORTS ASSOCIATION -Secretary - Advisory Board for local Rec sports complex #HRS 3 - 06/02/2014 - 3555 Old Keystone Rd, Tarpon Springs FL 34688 - Advisory Board for the local sports organizations. ie Football, Little League, Soccer, Lacrosse and how the complex is utilized and maintained 5. DBA - Cornerstone Wealth Management 6. FRIENDS OF EAST LAKE RECREATION POSITION: Secretary NATURE: Not for Profit Corp to help raise funds for the local community Recreation fields INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2026 ADDRESS: 36181 East Lake Rd #198, Palm Harbor FL 34685, United States DESCRIPTION: Take notes at the meetings, of which there have been so far. Merely in the getting it created stage
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-22 |
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