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Julie Thomas

Commonwealth Financial Network

Rochester, NY

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-29
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

290 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/2014 Present
Previous Registrations
  • 2012-10-01 → 2014-06-19
    J.P. Morgan Securities Llc
    Pittsford, NY
  • 2005-05-10 → 2012-10-01
    Chase Investment Services Corp.
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Pittsford, NY
    Rochester, NY
Other Businesses

FIXED INSURANCE SOLD UNDER BUSINESS NAME CROSSBRIDGE FINANCIAL GROUP, LLC, CONDUCTED AT BRANCH, INVESTMENT RELATED. >!]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-12
S63 Uniform Securities Agent State Law Examination 1989-04-28
  • S65 Uniform Investment Adviser Law Examination
    1996-06-12
  • S63 Uniform Securities Agent State Law Examination
    1989-04-28
Other Names
  • Julie Thomas

View on SEC IAPD

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JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY
UBS FINANCIAL SERVICES INC. · Rochester, NY

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