Thomas William Halloran

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Braintree, MA
• 09/2014 → 06/2021
  Voya Financial
  Braintree, MA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → Present
  Cetera Advisors Llc
  El Segundo, CA

Previous Registrations

• 2013-11-25 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT
  Minneapolis, MN
  Windsor, CT
  New York, NY
  Braintree, MA
• 2010-12-23 → 2013-11-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Boston, MA
  New York, NY
  Boston, MA
  New York, NY
  Boston, MA
  Boston, MA
  Pennington, NJ
• 2008-05-27 → 2009-11-10
  Putnam Investment Management, Llc
  Boston, MA

Other Businesses

1) NAME OF ENTITY:GOOD SPORTS; No; 1515 HANCOCK ST; QUINCY; MA; 2169; NON-PROFIT; HOST COMMITTEE MEMBER; 5/19/2014; 5; 0; ATTEND MEETINGS & EVENTS. 2) NAME OF ENTITY:THOMAS HALLORAN-AUTHOR; No; 14 ALLEN ROAD; WELLESLEY; MA; 02481; CHILDRENS BOOK; AUTHOR; 8/19/2019; 1; 0; KINDLE SELF-PUBLISHING CHILDRENS BOOK. 3) NAME OF ENTITY:JUNIOR ACHIEVEMENT OF NORTHERN NEW ENGLAND; NO; 209 BURLINGTON ROAD SUITE 211, BEDFORD, MA 01770; NON-PROFIT ORGANIZATION; BOARD MEMBER; 4/1/2017; 3; 1; PROVIDE INPUT ON FUNDRAISING ACTIVITIES, MAKE INTRODUCTIONS. 4) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 1313 LITTLE BLUE HARBOR CT, NAPLES, FL, 34104, NATURE OF BUSINESS: FOCUS GROUPS, START DATE:01/2022, POSITION/TITLE/RELATIONSHIP: CONSULTANT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: PARTICIPATING IN PAID FOCUS GROUPS ABOUT FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-09
• S63 Uniform Securities Agent State Law Examination
  1989-08-16

Other Names

• Thomas William Halloran
• Thomas W Halloran