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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-26 |
| TX | RA | APPROVED | 2023-07-24 |
Branch Locations
303 Vintage Park Dr Ste 120, Foster City, CA 94404 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Foster City | CA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Foster City | CA | 03/2017 | 09/2020 |
| Massmutual Life Insurance Co | Foster City | CA | 07/2016 | 09/2020 |
| Lincoln Financial Securities Corporation | Burlingame | CA | 09/2020 | Present |
| Lpl Financial Llc | San Carlos | CA | 07/2023 | Present |
1) 07/03/2023 - HAZY HEN ENDEAVORS LLC - Business Entity For Tax/Investment Purposes Only - Owner - CA 94002 - Non investment related - 5 Hours per month - Start date: 01/15/2021. 2) 07/03/2023 - Kevin Lonergan - Non-Variable Insurance - Selling: Life, health, indexed life, disability, LTC, Prudential, Banner Life, Lincoln, AIP - CA 94070 - Investment related - 5 Hours per month - Start date: 11/27/1987. 3) 04/14/2026 - Pacific Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 160 hours per month/ 8 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-20 |
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