Best Investors Account Sign in
Inactive

Richard Peabody Preston

Parvin Asset Management, LLC

Aiken, SC

CRD 1921622

Claim This Profile
Employer firm

Parvin Asset Management, LLC CRD 315701

$179M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • BANK TRUST DEPT. PORTFOLIO CONSULTING, NON-DISCRETIONARY

From the firm’s Form ADV. Read the guides:

Current Employers
Parvin Asset Management, Llc

401 E. 8Th Street Suite 200, Sioux Falls, SD 57103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-02
  • SC RA
    APPROVED
    Since 2026-01-02

Branch Locations

Aiken, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swan Asset Management, Llc Augusta GA 01/2015 Present
  • 01/2015 → Present
    Swan Asset Management, Llc
    Augusta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-03
S63 Uniform Securities Agent State Law Examination 1989-03-29
  • S65 Uniform Investment Adviser Law Examination
    1994-05-03
  • S63 Uniform Securities Agent State Law Examination
    1989-03-29
Other Names
  • Richard P Preston

View on SEC IAPD

More in Aiken, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor