Michael David Sullivan

Employer firm

Iht Wealth Management LLC CRD 171481

$9.80B regulatory AUM 326 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 03/2017
  American United Life
  Oak Brook, IL
• 12/2014 → 03/2017
  Oneamerica Securities
  Oak Brook, IL
• 04/2017 → 12/2017
  K. W. Chambers & Co.
  St. Louis, MO
• 01/2018 → 01/2022
  Usi Securities, Inc.
  Glastonbury, CT
• 12/2017 → 01/2022
  Usi Consulting Group, Inc.
  Glastonbury, CT
• 03/2018 → 01/2022
  Usi Advisors, Inc.
  Glastonbury, CT
• 01/2022 → 04/2023
  Raymond James Financial Services, Inc.
  Grosse Pointe, MI
• 01/2022 → 04/2023
  Raymond James Financial Services Advisors, Inc.
  Grosse Point, MI
• 01/2022 → 04/2023
  Concurrent Advisors
  Grosse Pointe, MI
• 01/2022 → 04/2023
  Next Retirement Solutions
  Grosse Point, MI
• 11/2014 → 03/2017
  Oneamerica Retirement Services
  Oak Brook, IL
• 03/2017 → 12/2017
  Pension And Retirement Services
  Aurora, IL
• 12/2017 → 01/2022
  Usi Consulting Group
  Oak Brook, IL
• 01/2022 → 04/2023
  Oasis Outsourcing D/B/A/ Bmr Retirement Group, Llc
  Chicago, IL
• 04/2023 → 11/2023
  Concurrent Investment Advisors Llc
  Chicago, IL
• 11/2023 → 09/2025
  Vestwell Advisors Llc
  New York, NY
• 10/2025 → Present
  Lpl Financial Llc
  Deer Park, IL

Previous Registrations

• 2025-01-28 → 2025-10-07
  Vestwell Advisors Llc
  Aurora, IL
  New York, NY
• 2024-10-08 → 2024-12-31
  Vestwell Advisors Llc
  Aurora, IL
  New York, NY
• 2023-04-17 → 2023-11-28
  Concurrent Investment Advisors, Llc
  Chicago, IL
  Tampa, FL
• 2022-01-14 → 2023-04-25
  Raymond James Financial Services Advisors, Inc
  Grosse Pointe, MI
• 2018-04-20 → 2022-01-06
  Usi Advisors
  Chicago, IL
  Glastonbury, CT
  Oak Brook, IL
  Oak Brook, IL
  Oak Brook, IL
• 2001-08-07 → 2003-10-27
  Prudential Retirement Brokerage Services, Inc.
  Chicago, IL

Other Businesses

1) 10/10/2025- IHT Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date:10/06/2025 - 160 Hrs/Mth - 130 Hrs During Trading. 2) 11/18/2025 - IHT Wealth Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/29/2025 - 160 hours per month/ 130 hours during trading - I provide investment advisory services through IHT Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-06

Other Names

• Michael Sullivan