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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-24 |
| VA | RA | APPROVED | 2023-09-11 |
Branch Locations
12400 Coit Road Suite 700, Dallas, TX 75251 • United States
2217 Crystal Spring Avenue, Roanoke, VA 24014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Roanoke | VA | 12/2014 | 04/2023 |
| Level Four Advisory Services | Roanoke | VA | 04/2015 | 09/2021 |
| Good Life Advisors, Llc | Reading | PA | 09/2021 | 04/2023 |
| Level Four Financial, Llc | Dallas | TX | 04/2023 | Present |
| Level Four Advisory Services, Llc | Dallas | TX | 04/2023 | Present |
1. LEVEL FOUR ADVISORY SERVICES, LLC, DBA DF CONSULTING, INVESTMENT RELATED, INVESTMENT ADVISOR REPRESENTATIVE, ROANOKE VIRGINIA, APPROXIMATELY 150 HOURS PER MONTH DEVOTED TO THIS ENTITY 2.INSURANCE AGENT CONTRACTED WITH VARIOUS INSURANCE ENTITIES INCLUDING HIGHLAND BROKERAGE, TFP BROKERAGE AND METROD. STARTED 1/2015. DEVOTE APPROXIMATELY 15-20 HOURS PER MONTH ON THIS ACTIVITY, SELL FIXED, VARIABLE, LIFE, HEALTH AND MEDICATE INSURANCE IN ROANOKE, VA. 3.6/8/2017 - INNOVATIVE INSURANCE GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - INSURANCE AGENT - STARTED 06/01/2017 - 10 HOURS PER MONTH DURING SECURITIES TRADING - FIXED INSURANCE - SELLING HEALTH, MEDICARE ADV, MEDICARE SUPPLEMENTS, DENTAL/VISION. 4.ALPHA SOLUTIONS INSURANCE AGENT, FIXED INSURANCE AND ANNUITY SALES, INVESTMENT RELATED, STARTED 1/1/2021, DEVOTE 20 HOURS PER MONTH DURING MARKET OPEN. 5. THE FINANCIAL PARTNERS, FIXED INSURANCE BUSINESS, INSURANCE AGENT, INVESTMENT RELATED, ROANOKE VIRGINIA, STARTED 1/2015, DEVOTE APPROXIMATELY 4 HOURS PER MONTH DURING TRADING HOURS TO THIS BUSINESS ACTIVITY. 6. DF CONSULTANTS, STARTED 1/31/2026, OFFER TAX PREP TO CLIENTS, DEVOTE 5 HOURS PER MONTH TO THIS ACTIVITY WITH 1 HOUR DURING SECURITIES TRADING HOURS, NOT INVESTMENT RELATED, ROANOKE, VA. 7. THE FINANCIAL PARTNERS, FIXED INSURANCE BUSINESS, INSURANCE AGENT, INVESTMENT RELATED, ROANOKE VIRGINIA, STARTED 1/2015, DEVOTE APPROXIMATELY 4 HOURS PER MONTH DURING TRADING HOURS TO THIS BUSINESS ACTIVITY. 8. METRODI, DISABILITY INSURANCE PROVIDER, INSURANCE AGENT, OFFER DISABILITY INSURANCE TO CLIENTS, STARTED 5/8/2026, DEVOTE APPROXIMATELY 1 HOUR PER MONTH TO THIS ACTIVITY DURING TRADING HOURS. 9. ADVISOR EXCEL, FIXED INSURANCE PROVIDER, INSURANCE AGENT, HELP CLIENTS WITH MEDICATE, LTC, AND DISABILITY AT A FIXED RATE, NOT SECURITIES RELATED, DEVOTE APPROXIMATELY 15 HOURS PER MONTH TO THIS BUSINESS DURING TRADING HOURS. STARTED JANUARY 1, 2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-08 |
| S65 | Uniform Investment Adviser Law Examination | 2000-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-27 |
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