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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-24
VA RA APPROVED 2023-09-11
  • TX RA
    APPROVED
    Since 2024-07-24
  • VA RA
    APPROVED
    Since 2023-09-11

Branch Locations

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

2217 Crystal Spring Avenue, Roanoke, VA 24014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Roanoke VA 12/2014 04/2023
Level Four Advisory Services Roanoke VA 04/2015 09/2021
Good Life Advisors, Llc Reading PA 09/2021 04/2023
Level Four Financial, Llc Dallas TX 04/2023 Present
Level Four Advisory Services, Llc Dallas TX 04/2023 Present
  • 12/2014 → 04/2023
    Lpl Financial Llc
    Roanoke, VA
  • 04/2015 → 09/2021
    Roanoke, VA
  • 09/2021 → 04/2023
    Reading, PA
  • 04/2023 → Present
    Level Four Financial, Llc
    Dallas, TX
  • 04/2023 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
  • 2021-09-07 → 2023-09-08
    Celebration, FL
    Roanoke, VA
    Fincastle, VA
  • 2015-04-16 → 2021-10-07
    Roanoke, VA
    Dallas, TX
  • 2004-01-15 → 2006-11-30
    Banc Of America Investment Services, Inc.
    Annapolis, MD
    Annapolis, MD
  • 2000-08-07 → 2003-07-02
    Signator Investors, Inc.
    Roanoke, VA
Other Businesses

1. LEVEL FOUR ADVISORY SERVICES, LLC, DBA DF CONSULTING, INVESTMENT RELATED, INVESTMENT ADVISOR REPRESENTATIVE, ROANOKE VIRGINIA, APPROXIMATELY 150 HOURS PER MONTH DEVOTED TO THIS ENTITY 2.INSURANCE AGENT CONTRACTED WITH VARIOUS INSURANCE ENTITIES INCLUDING HIGHLAND BROKERAGE, TFP BROKERAGE AND METROD. STARTED 1/2015. DEVOTE APPROXIMATELY 15-20 HOURS PER MONTH ON THIS ACTIVITY, SELL FIXED, VARIABLE, LIFE, HEALTH AND MEDICATE INSURANCE IN ROANOKE, VA. 3.6/8/2017 - INNOVATIVE INSURANCE GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - INSURANCE AGENT - STARTED 06/01/2017 - 10 HOURS PER MONTH DURING SECURITIES TRADING - FIXED INSURANCE - SELLING HEALTH, MEDICARE ADV, MEDICARE SUPPLEMENTS, DENTAL/VISION. 4.ALPHA SOLUTIONS INSURANCE AGENT, FIXED INSURANCE AND ANNUITY SALES, INVESTMENT RELATED, STARTED 1/1/2021, DEVOTE 20 HOURS PER MONTH DURING MARKET OPEN. 5. THE FINANCIAL PARTNERS, FIXED INSURANCE BUSINESS, INSURANCE AGENT, INVESTMENT RELATED, ROANOKE VIRGINIA, STARTED 1/2015, DEVOTE APPROXIMATELY 4 HOURS PER MONTH DURING TRADING HOURS TO THIS BUSINESS ACTIVITY. 6. DF CONSULTANTS, STARTED 1/31/2026, OFFER TAX PREP TO CLIENTS, DEVOTE 5 HOURS PER MONTH TO THIS ACTIVITY WITH 1 HOUR DURING SECURITIES TRADING HOURS, NOT INVESTMENT RELATED, ROANOKE, VA. 7. THE FINANCIAL PARTNERS, FIXED INSURANCE BUSINESS, INSURANCE AGENT, INVESTMENT RELATED, ROANOKE VIRGINIA, STARTED 1/2015, DEVOTE APPROXIMATELY 4 HOURS PER MONTH DURING TRADING HOURS TO THIS BUSINESS ACTIVITY. 8. METRODI, DISABILITY INSURANCE PROVIDER, INSURANCE AGENT, OFFER DISABILITY INSURANCE TO CLIENTS, STARTED 5/8/2026, DEVOTE APPROXIMATELY 1 HOUR PER MONTH TO THIS ACTIVITY DURING TRADING HOURS. 9. ADVISOR EXCEL, FIXED INSURANCE PROVIDER, INSURANCE AGENT, HELP CLIENTS WITH MEDICATE, LTC, AND DISABILITY AT A FIXED RATE, NOT SECURITIES RELATED, DEVOTE APPROXIMATELY 15 HOURS PER MONTH TO THIS BUSINESS DURING TRADING HOURS. STARTED JANUARY 1, 2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-08
S65 Uniform Investment Adviser Law Examination 2000-07-24
S63 Uniform Securities Agent State Law Examination 1999-09-27
  • S66 Uniform Combined State Law Examination
    2015-04-08
  • S65 Uniform Investment Adviser Law Examination
    2000-07-24
  • S63 Uniform Securities Agent State Law Examination
    1999-09-27
Designations
Other Names
  • Jason D Fletcher

View on SEC IAPD

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