Randy Lee Valley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → 07/2021
  Waddell & Reed, Inc.
  Mt. Home, ID
• 03/2002 → 07/2021
  Randy & Vicki Valley
  Boise, ID
• 10/1998 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Mountain Home, ID
• 08/2013 → 07/2021
  Valley'S Local Raw Honey
  Mountain Home, ID
• 02/2014 → 01/2017
  Mountain Home Chamber Of Commerce
  Mountain Home, ID
• 04/2016 → 07/2021
  Air Force Appreciation Day
  Mountain Home, ID
• 04/2004 → 07/2021
  Randy Valley
  Mountain Home, ID
• 08/2018 → 07/2021
  Randy Valley Llc
  Mountain Home, ID
• 08/2019 → 07/2021
  Urban Renewal Agency Of The City Of Mountain Home
  Mountain Home, ID
• 07/2021 → Present
  Lpl Financial Llc
  Mountain Home, ID

Previous Registrations

• 2001-01-19 → 2021-07-21
  Waddell & Reed
  Seattle, WA
  Mt. Home, ID
  Mountain Home, ID

Other Businesses

1) 2010 - Other - Other - Randy Valley II - 0Hrs/Mo During Trading - Investment Related - Mountain Home, ID 83647 2) 06/2000 - Real Estate Rental - 210 N 2nd East, Mountain Home, ID 83647 - 1Hr/Mo - Investment Related - Mountain Home, ID 83647 3) 01/2018 - Business Entity for Tax/Investment Purposes Only - Randy Valley LLC - 0Hrs/Mo During Trading - Not Investment Related - Mountain Home, ID 83647 4) 12/23/2022 - No Business Location(s) - Investment Related - At Reported Business Location(s) - Other - Notary - Notary - Start Date - 12/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading 5) 05/15/2023 - Haven Wealth Group, LLP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/10/2023 - 200 Hours Per Month/200 Hours During Securities Trading 6) 08/04/2025 - Valley's Local Raw Honey - Other - Bee Keeper - Not Investment Related - Home Based - Start Date 08/01/2025 - 5 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-24
• S63 Uniform Securities Agent State Law Examination
  1998-08-19

Other Names

• Randy Lee Valley
• Randy Valley