Daniel J Frank

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-27
KS	RA	APPROVED	2018-07-30

TX RA
APPROVED_RES

Since 2018-12-27
KS RA
APPROVED

Since 2018-07-30

Branch Locations

11460 Tomahawk Creek Pkwy Suite 310, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blackrock Investments, Llc	Chicago	IL	10/2009	03/2018
Blackrock Financial Management, Inc.	Chicago	IL	10/2009	12/2017
Raymond James Financial Services, Inc.	Lawrence	KS	05/2018	07/2018
Rademacher Financial, Inc.	Lawrence	KS	04/2018	07/2018
Edward Jones	St.LOuis	MO	07/2018	Present

10/2009 → 03/2018

Blackrock Investments, Llc

Chicago, IL
10/2009 → 12/2017

Blackrock Financial Management, Inc.

Chicago, IL
05/2018 → 07/2018

Raymond James Financial Services, Inc.

Lawrence, KS
04/2018 → 07/2018

Rademacher Financial, Inc.

Lawrence, KS
07/2018 → Present

Edward Jones

St.LOuis, MO

Previous Registrations

2018-05-04 → 2018-07-23

Rademacher Financial, Inc.

Lawrence, KS
2009-10-20 → 2018-01-11

Blackrock Financial Management, Inc

New York, NY

Princeton, NJ

Chicago, IL
2009-01-26 → 2009-10-14

Rydex Advisory Services, Llc

Rockville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-16
S63	Uniform Securities Agent State Law Examination	1989-04-11

S65 Uniform Investment Adviser Law Examination

2009-01-16
S63 Uniform Securities Agent State Law Examination

1989-04-11

Other Names

Dan Frank
Daniel James Frank

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

FIRST NATIONAL ADVISERS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TFB ADVISORS, LLC

BEACON WEALTH ADVISORY

FREESTATE ADVISORS LLC

GAUGHAN & CONNEALY WEALTH MANAGEMENT, LLC

Other Investors

COREY RANDALL BIERL

JASON BRETT COLE

JAY PATRICK SIMPSON

MATTHEW JOHN SCHOENFELD

NATHAN DAVID PAULSON

Michael Nathan Paulson

MICHAEL FRANK BACA

THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS

LPL FINANCIAL LLC · LEAWOOD, KS

STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS

FIRST NATIONAL ADVISERS, LLC · Overland Park, KS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS

TFB ADVISORS, LLC · OVERLAND PARK, KS

BEACON WEALTH ADVISORY · OVERLAND PARK, KS

More in Leawood, KS

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