Joseph Bruno

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Orlando, FL
• 11/2016 → 09/2021
  Wells Fargo Clearing Services, Llc
  Orlando, FL
• 12/2025 → Present
  Ameriprise Financial Services, Llc
  Ponte Vedra Beach, FL
• 09/2021 → 12/2025
  Bruno And Associates, Llc
  Flagler Beach, FL

Previous Registrations

• 2006-05-01 → 2021-09-15
  Wells Fargo Clearing Services, Llc
  Daytona Beach, FL
  Orlando, FL
  Jacksonville, FL
  Daytona Beach, FL
  Atlanta, GA
  Daytona Beach, FL
  Daytona Beach, FL

Other Businesses

Business Ownership; white response project, Inc; Owner; WRP.org is an educational organization that promotes diversity in society. It receives no donations, and I do not receive any compensation.; 646 lambert ave, , Flagler Beach, FL, 32136; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 0 during trading hours / Bruno and Associates, LLC; Owner; Consulting; 646 lambert ave, , Flagler Beach, FL, 32136; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; white response project; Executive Director; 646 lambert ave, , Flagler Beach, FL, 32136; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2026-04-08
• S65 Uniform Investment Adviser Law Examination
  2008-02-09
• S63 Uniform Securities Agent State Law Examination
  1999-02-04

Other Names

• Joseph Bruno
• Joe Bruno