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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-01-24 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Warren | NJ | 12/2014 | 12/2017 |
| The Prudential Insurance Company Of America | Warren | NJ | 12/2014 | 12/2017 |
| Massmutual | Bridgewater | NJ | 01/2018 | 03/2018 |
| Mml Investors Services, Llc | Bridgewater | NJ | 02/2018 | 03/2018 |
| J.P. Morgan Securities Llc | Somerville | NJ | 03/2018 | 06/2021 |
| Jpmorgan Chase Bank, N.A. | Somerville | NJ | 03/2018 | 06/2021 |
| Harborsidegroup Llc | Clinton | NJ | 07/2021 | 08/2021 |
| Jp Morgan Chase Bank, N.A. | Somerville | NJ | 09/2021 | 07/2023 |
| Jp Morgan Securities Llc | Somerville | NJ | 09/2021 | 07/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-04-26 |
| S65 | Uniform Investment Adviser Law Examination | 2016-11-10 |
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