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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-01-24
  • MA RA
    APPROVED
    Since 2024-01-24

Branch Locations

Haverhill, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Warren NJ 12/2014 12/2017
The Prudential Insurance Company Of America Warren NJ 12/2014 12/2017
Massmutual Bridgewater NJ 01/2018 03/2018
Mml Investors Services, Llc Bridgewater NJ 02/2018 03/2018
J.P. Morgan Securities Llc Somerville NJ 03/2018 06/2021
Jpmorgan Chase Bank, N.A. Somerville NJ 03/2018 06/2021
Harborsidegroup Llc Clinton NJ 07/2021 08/2021
Jp Morgan Chase Bank, N.A. Somerville NJ 09/2021 07/2023
Jp Morgan Securities Llc Somerville NJ 09/2021 07/2023
Empower Financial Services, Inc Greenwood Village CO 07/2023 Present
  • 12/2014 → 12/2017
    Warren, NJ
  • 12/2014 → 12/2017
    The Prudential Insurance Company Of America
    Warren, NJ
  • 01/2018 → 03/2018
    Massmutual
    Bridgewater, NJ
  • 02/2018 → 03/2018
    Mml Investors Services, Llc
    Bridgewater, NJ
  • 03/2018 → 06/2021
    Somerville, NJ
  • 03/2018 → 06/2021
    Jpmorgan Chase Bank, N.A.
    Somerville, NJ
  • 07/2021 → 08/2021
    Harborsidegroup Llc
    Clinton, NJ
  • 09/2021 → 07/2023
    Jp Morgan Chase Bank, N.A.
    Somerville, NJ
  • 09/2021 → 07/2023
    Somerville, NJ
  • 07/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-26
S65 Uniform Investment Adviser Law Examination 2016-11-10
  • S63 Uniform Securities Agent State Law Examination
    2018-04-26
  • S65 Uniform Investment Adviser Law Examination
    2016-11-10
Other Names
  • Brigid Han Evans
  • Brigid Dolan
  • Brigid E Dolan

View on SEC IAPD

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