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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-22 |
| WI | RA | APPROVED | 2021-07-16 |
| TX | RA | APPROVED_RES | 2021-07-09 |
Branch Locations
Rotonda West, FL • United States
Pardeeville, WI • United States
7617 Mineral Point Road Suite 200, Madison, WI 53717 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. C. Ziegler And Company | Madison | WI | 07/2011 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Middleton | WI | 03/2018 | 07/2021 |
| Ameriprise Financial Services, Llc | Madison | WI | 07/2021 | Present |
Board of Directors; Pregnancy Resource Center; Board Member; 306 W. Cook Street, , Portage, WI, 53901; Not Investment-Related; 01/08/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Fellowship of Christian Athletes; Member; 8701 Leeds Road, , Kansas City, MO, 64129; Not Investment-Related; 08/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-10 |
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