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Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 1999-07-22
  • CO RA
    APPROVED
    Since 1999-07-22

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Evergreen, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pelicans Restaurant El Paso TX 05/1979 Present
Lincoln Investment Planning, Inc. Evergreen CO 06/1999 Present
  • 05/1979 → Present
    Pelicans Restaurant
    El Paso, TX
  • 06/1999 → Present
    Lincoln Investment Planning, Inc.
    Evergreen, CO
Other Businesses

INSURANCE POSITION: General Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2012 ADDRESS: 27905 Meadow Drive, Suite 6, Evergreen CO 80439, United States DESCRIPTION: Sell insurance and fixed annuities to prospective clients.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-11-13
  • S63 Uniform Securities Agent State Law Examination
    2006-11-13

View on SEC IAPD

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