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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
437 W Main St, Bushnell, IL 61422 • United States
235 E. Washington Street, East Peoria, IL 61611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | East Peoria | IL | 12/1988 | Present |
| Pruco Securities, Llc. | East Peoria | IL | 12/1988 | 11/2024 |
| Lpl Enterprise, Llc | East Peoria | IL | 11/2024 | Present |
1) 03/31/2025-Monferdini & Dirks Wealth Management-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 04/01/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-05 |
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