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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-05 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
440 N Lafayette, Macomb, IL 61455 • United States
1395 Buchanan Street, Carthage, IL 62321 • United States
116 S. Congress St., Rushville, IL 62681 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Macomb | IL | 06/1987 | Present |
(1) 09/06/2000: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - No Time Spent - Sell Long-Term Health Care for Golden Rule (2) 01/08/2013: First Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-28 |
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