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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-03
SD RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2021-03-03
  • SD RA
    APPROVED
    Since 2009-01-02

Branch Locations

2016 6Th Ave Se, Aberdeen, SD 57401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Aberdeen SD 04/1990 Present
South Dakota Right To Life Region 6 Rep. Pierre SD 11/2004 09/2016
Raymond James Financial Services Advisors, Inc Aberdeen SD 01/2009 Present
Cortrust Bank Aberdeen SD 04/2008 Present
  • 04/1990 → Present
    Raymond James Financial Services, Inc.
    Aberdeen, SD
  • 11/2004 → 09/2016
    South Dakota Right To Life Region 6 Rep.
    Pierre, SD
  • 01/2009 → Present
    Aberdeen, SD
  • 04/2008 → Present
    Cortrust Bank
    Aberdeen, SD
Other Businesses

(1)Name of Business: Address: 203 West main St, Akaska, SD, 57420, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 05/23/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Address: 13856 302nd Ave, Selby, SD, 57472, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will purchase 10 cows, the neighbor will do the caregiving and I will help at calving, moving them, (3)Name of Business: 5th Avenue Address: 203 West Main St, Akaska, SD, 57420, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Partner Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sit in on our Annual meeting and discuss possible opportunities. (4)Name of Business: CorTrust Bank Address: 2016 6th Ave SE, Aberdeen, SD, 57401, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/21/2008 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (5)Name of Business: CorTrust Wealth Management Address: 2016 6th Ave SE, Aberdeen, SD, 57401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/27/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: offer securities to individuals and businesses (6)Name of Business: NA Address: 2016 6th Ave SE, Aberdeen, SD, 57401, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 12/15/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Be able to sell Funeral Trusts. (7)Name of Business: Randall Family Farm Address: rural Akaska, SD, Akaska, SD, 57420, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/19/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: secure leases, spray weeds, plant grass, pick rocks, fix fence, etc. (8)Name of Business: Randalls Wild as Pheasants Address: 106 skinner Street, Akaska, SD, 57420, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/15/2000 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I own and operate a small hunting business on our Family Farm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-05
S63 Uniform Securities Agent State Law Examination 1989-03-17
  • S65 Uniform Investment Adviser Law Examination
    1994-11-05
  • S63 Uniform Securities Agent State Law Examination
    1989-03-17
Other Names
  • Dana E Randall

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