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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-17
TX RA APPROVED_RES 2018-06-22
WI RA APPROVED 2015-09-04
  • FL RA
    APPROVED
    Since 2018-08-17
  • TX RA
    APPROVED_RES
    Since 2018-06-22
  • WI RA
    APPROVED
    Since 2015-09-04

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rw Baird Waukesha WI 09/2015 Present
  • 09/2015 → Present
    Rw Baird
    Waukesha, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-03
S63 Uniform Securities Agent State Law Examination 1998-10-15
  • S65 Uniform Investment Adviser Law Examination
    1998-11-03
  • S63 Uniform Securities Agent State Law Examination
    1998-10-15

View on SEC IAPD

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