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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-03-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
MOOLAH SHRINE PHOTOSTAFF, NOT INV RELATED, ST. LOUIS, MO, DIRECTOR, START: 01/01/2012, 4 HRS/MONTH, 0 HRS DURING TRADING, TAKE PHOTOS FOR MOOLAH SHRINE CIRCUS.;| GNK PHOTOGRAPHY LLC, NOT INV RELATED, ST. LOUIS, MO, START: 11/11/2019, 4 HRS/MONTH, 0 HRS DURING TRADING, FINE ART PHOTOGRAPHY.| PARENTS TRUST; INV RELATED; LOS ANGELES, CA; CO-TRUSTEE; START DATE 08/19/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING | MARJORIE THRONE LIVING TRUST; INV RELATED; LOS ANGELES, CA; TRUSTEE OF DECEASED MOTHERS TRUST ; TRUSTEE; START DATE: 07/13/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-07 |
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