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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-02
TX RA APPROVED_RES 2024-04-02
  • CA RA
    APPROVED
    Since 2024-04-02
  • TX RA
    APPROVED_RES
    Since 2024-04-02

Branch Locations

2440 W. Shaw Avenue Suite 101, Fresno, CA 93711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linker Financial Group, Inc. Fresno CA 03/2008 12/2020
First Allied Securities, Inc San Diego CA 10/2011 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 10/2011 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 04/2024
Cetera Advisors Llc Fresno CA 09/2022 04/2024
Lpl Financial Llc Fresno CA 04/2024 Present
  • 03/2008 → 12/2020
    Linker Financial Group, Inc.
    Fresno, CA
  • 10/2011 → 09/2022
    First Allied Securities, Inc
    San Diego, CA
  • 10/2011 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 04/2024
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → 04/2024
    Cetera Advisors Llc
    Fresno, CA
  • 04/2024 → Present
    Fresno, CA
Previous Registrations
  • 2020-11-12 → 2024-04-03
    Costa Mesa, CA
    Fresno, CA
    Huntington Beach, CA
  • 2011-01-07 → 2021-02-01
    Linker Financial Group, Inc.
    Fresno, CA
    Fresno, CA
  • 2011-10-28 → 2020-11-12
    First Allied Advisory Services, Inc.
    Fresno, CA
    Huntington Beach, CA
  • 2008-02-08 → 2011-11-04
    Fresno, CA
    Fort Mill, SC
    Fresno, CA
    Fresno, CA
  • 2003-08-21 → 2010-12-31
    Linker Financial Group, Inc.
    Fresno, CA
  • 2002-03-14 → 2003-11-10
    Osaic Fs, Inc.
    Fresno, CA
Other Businesses

1- 02/2024 / LINKER FINANCIAL GROUP, INC / DBA for LPL Business (entity for LPL business) / Investment Related / 195 hrs mth / 5 hrs during trading / At reported business location(s) 2- 02/2024 / HEALTHCARE RESOURCE SERVICES, LLC / `Business Owner / Not Investment Related / 5 hrs mth / Start date: 07/12/2010

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-20
S63 Uniform Securities Agent State Law Examination 1991-12-07
  • S65 Uniform Investment Adviser Law Examination
    2000-01-20
  • S63 Uniform Securities Agent State Law Examination
    1991-12-07
Other Names
  • Ray Linker
  • Albert Ray Linker
  • Albert Ray Linker

View on SEC IAPD

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