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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-12-04
  • PA RA
    APPROVED
    Since 2013-12-04

Branch Locations

3701 Corporate Parkway Suite 320, Center Valley, PA 18034 • United States

Easton, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Center Valley PA 02/2012 Present
Mml Investors Services Llc Center Valley PA 03/2012 Present
  • 02/2012 → Present
    Massmutual Life Insurance
    Center Valley, PA
  • 03/2012 → Present
    Center Valley, PA
Other Businesses

NAME: DONALD GRETTA - INSURANCE AGENT INV REL: Y ADD: 3701 CORPORATE PARKWAY, STE 320, CENTER VALLEY PA NATURE: IND LIFE, HEALTH, GRP LIFE, GRP HEALTH POSITION: SALES START DATE: 7/1988 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-19
S63 Uniform Securities Agent State Law Examination 1989-02-06
  • S66 Uniform Combined State Law Examination
    2013-11-19
  • S63 Uniform Securities Agent State Law Examination
    1989-02-06

View on SEC IAPD

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