Kim Suzanne Luthy

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 05/2020
  Minnesota Life Insurance Company
  St. Paul, MN
• 06/2004 → 05/2020
  Securian Financial Services Inc
  St. Paul, MN
• 06/2014 → 05/2020
  Allied Wealth Partners
  East Hanover, NJ
• 05/2020 → Present
  Kestra Investment Services, Llc
  Morristown, NJ
• 05/2020 → Present
  Kestra Advisory Services, Llc
  Morristown, NJ

Previous Registrations

• 2004-06-02 → 2020-05-15
  Securian Financial Services, Inc.
  Parsippany, NJ
  Parsippany, NJ
• 2002-06-21 → 2004-06-16
  Ws Griffith Securities, Inc.
  E Hanover, NJ

Other Businesses

Name: Fortis Agency Invest Rel: Y Adrs: 101 Crawfords Corner Rd Ste 1432 Holmdel NJ 07733 NOB: Insurance Title:agent Strt Date: 5/25/21 Hrs/mth: 0%-10% (0-16 hrs) Hrs/mth during trading hrs: 0% - 10% (0 - 14 hrs) Duties: none Name: Teacher, FMT - Financial Education Network Invest Rel: N Adrs: 161 Madison Ave Ste 200 Morristown, NJ 07960 NOB:Other Other/None of the Above Teach classes Title: Kim S. Luthy, CFP(R) Instructor Strt Date: 1/1/13 Hrs/mth: 0%-10% (0-16 hrs) Hrs/mth during trade hrs: 0%-10% (0-14 hrs) Duties: You are fam w/ FMT. I have been teaching for 7 yrs thru their program Name:Kestra Advisory Srvcs, LLC Invest Rel: Y Adrs: 5707 Southwest Parkway, Bld 2 Ste 400 Austin TX 78735 NOB: Invest Advisory srvcs thru Kestra Advisory Srvcs, LLC Title:CFP (R) Strt Date: 5/8/20 Hrs/mth: 21%-30% (33-48hrs) Hrs/mth during trade hrs: 21%-30% (29-42 hrs)Duties: to provide advise & analysis to client Name:Synthesis Wealth Planning, LLC Invest Rel:Y Adrs: 161 Madison Ave Ste 200 Morristown, NJ 07960 NOB: Registered Rep Activities thru Kestra Invest Srvcs, LLC using a DBA name; Ins Title: Member, Partner non equity Strt Date: 5/8/20 Hrs/mth: 21%-30% (33-48 hrs) Hrs/mth during trading hrs: 31%-40% (43-56 hrs) Duties: CFP (R) Financial Advisor, advising clients Name: The Vision Network Invest Rel: N Adrs: 7 Elaine Ct Randolph NJ 07869 NOB: They register to create a vision board &pay $20 for supplies to do so. We also provide snacks &refreshments Title: Founder and Facilitator Start Date: 1/1/2010 Hrs/mth: 0%-10% (0-16 hrs) Hrs/mth during trading hrs:0%-10% (0-14 hrs) Duties: Introduce &connect women &talk about the power of having clarity w/vision boards. Name: Kim Luthy, Referral Agent for Real Estate First Referral Network Invest Rel: Y Adrs: 7 Elaine Ct Randolph NJ 07869 NOB: Real Estate Title: referral agent Start Date: 1/1/1988 Hrs/mth: 0%-10% (0-16 hrs) Hrs/mth during trade hrs: 0%-10% (0-14 hrs) Duties: none THE VISION NETWORK POS: Founder & Facilitator NATURE: null INVEST REL: N #OF HRS: 8 SECURITIES TRADING HRS: 7 STRT DATE: 01/01/10 ADRS: 7 Elaine Ct, Randolph NJ 07869, United States DESC: Intro &connect women &talk about the power of having clarity with vision boards. CDFA(R) POS: Financial Neutral NATURE: $150-$250/ hr INVEST REL: Y #OF HRS: 4 SECURITIES TRADING HRS: 4 STRT DATE: 12/15/21 ADRS: 7 ELAINE COURT, RANDOLPH NJ 07869, US DESC: I work with divorce attorneys as a financial neutral in settlement cases. budgeting , cash flow &retirement analysis. From time to time when case go to trial , the financial neutral would present the information in court as to the accuracy of the info. Basically showing the emoney output. Name: LAKE NAOMI CLUB ACTIVITY COMMITTEE POS: Committee member NATURE: Activity Committee for lake community INVEST REL: N #OF HRS:3 SECURITIES TRADING HRS:0 STRT DATE:2/15/22 ADRS: 122 PA 423, Pocono PInes PA 18350, United States DESC: monthly zoom calls, planning for events, volunteer at events

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-04-20

Designations

• Certified Financial Planner

Other Names

• Kim Suzanne Mcdonald