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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-05-29 |
| TN | RA | APPROVED | 2011-02-01 |
Branch Locations
112 Westwood Place Ste 160, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2011 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2011 | Present |
1) WADE L MCMINN JR INSURANCE SERVICES, 112 WESTWOOD PLACE STE 160 BRENTWOOD TN, 09/1995, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 5 HR/MO 5 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2010, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) MANTIQUES, 7103 HIGHWAY 70 SOUTH NASHVILLE TN, 03/2024, OWNER, RETAIL, NIR, 8 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-03-15 |
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