Henry Mark Korngut

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-06
TX	RA	APPROVED_RES	2025-02-06
AK	RA	APPROVED	2024-10-11
CA	RA	APPROVED	2024-10-11
MI	RA	APPROVED	2024-10-11
NM	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11
OR	RA	APPROVED	2024-10-11
PA	RA	APPROVED	2024-10-11

FL RA
APPROVED

Since 2025-02-06
TX RA
APPROVED_RES

Since 2025-02-06
AK RA
APPROVED

Since 2024-10-11
CA RA
APPROVED

Since 2024-10-11
MI RA
APPROVED

Since 2024-10-11
NM RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11
OR RA
APPROVED

Since 2024-10-11
PA RA
APPROVED

Since 2024-10-11

Branch Locations

Belvedere, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Pacific Wealth Group Inc	San Diego	CA	01/2009	02/2023
American Portfolios Financial Services, Inc.	Holbrook	NY	03/2011	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

01/2009 → 02/2023

Pacific Wealth Group Inc

San Diego, CA
03/2011 → 10/2024

American Portfolios Financial Services, Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2011-03-18 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY
2010-05-20 → 2011-02-14

Cambridge Investment Research Advisors, Inc.

San Francisco, CA
2005-06-13 → 2010-03-26

First Allied Securities, Inc.

San Francisco, CA

San Francisco, CA
2004-10-01 → 2005-06-13

Round Hill Securities, Inc.

San Francisco, CA
1996-04-18 → 2004-10-11

J.P. Morgan Securities Llc

San Francisco, CA

Other Businesses

1.INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. MILL 2.VALLEY GIRLS SOFTBALL TREASURER/BOARD MEMBER 3.GOLDEN GATE FINANCIAL PARTNERS - MANAGING DIRECTOR (100% OWNER), WEALTH PLANNING. START DATE: 05/2013, DEVOTES 215 HRS PER MONTH; 140 HRS PER MONTH. 5/24/13 4. DIVORCE RESOLUTION ADVISORS. PARTNERING WITH ATTORNEYS AND OTHER PROFESSIONALS TO ASSIST CLIENTS IN DIVORCE, AND FINANCIAL SEPARATION. NOT SECURITIES RELATED. START DATE 5/11/2015. 5. TRUE LEGACY CAPITAL POSITION: Advisor NATURE: Selling Fixed Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/21/2025 ADDRESS: 2 Community Road, Belvedere CA 94920, United States DESCRIPTION: Selling fixed insurance and life insurance products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-04
S63	Uniform Securities Agent State Law Examination	1989-04-05

S65 Uniform Investment Adviser Law Examination

1994-04-04
S63 Uniform Securities Agent State Law Examination

1989-04-05

Other Names

Hank Korngut

View on SEC IAPD