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Debra Sue Spencer

Spencer Financial Strategies

Indianapolis, IN

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Current Employers
Spencer Financial Strategies

Indianapolis, IN • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-24
IN RA APPROVED 2025-01-09
  • TX RA
    APPROVED
    Since 2025-01-24
  • IN RA
    APPROVED
    Since 2025-01-09

Branch Locations

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thurston Springer Miller Herd & Titak, Inc. Indianapolis IN 01/2015 12/2017
Cambridge Investment Research, Inc. Fairfield IA 01/2018 01/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2018 01/2025
Spencer Financial Strategies Indianapolis IN 01/2025 Present
Previous Registrations
  • 2018-01-05 → 2025-01-16
    Beech Grove, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Liberty Hill, TX
  • 2015-01-02 → 2018-01-17
    Thurston, Springer, Miller, Herd & Titak, Inc.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2012-06-22 → 2015-01-12
    Indianapolis, IN
  • 2008-01-01 → 2012-06-22
    Indianapolis, IN
    Indianapolis, IN
  • 2007-09-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Indianapolis, IN
    St. Louis, MO
  • 2003-09-09 → 2007-09-14
    Planned Investment Co., Inc.
    Indianapolis, IN
    Indianapolis, IN
Other Businesses

1.) Since 2012, Independent Insurance Agent for Life and Long Term Care Insurance, 3815 River Crossing Parkway #100, Indpls., IN 46240, 3 hrs/wk; 2.) Since 7/2023, OneHub1, LLC, owner of real estate brokerage firm and realtor - 8824 Faulkner Dr, Indpls, IN 46239, 10 hrs/year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-08
S63 Uniform Securities Agent State Law Examination 2002-12-10
  • S65 Uniform Investment Adviser Law Examination
    2003-09-08
  • S63 Uniform Securities Agent State Law Examination
    2002-12-10
Other Names
  • Debbie Spencer
  • Debra Sue Roach

View on SEC IAPD

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