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Indianapolis, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-24 |
| IN | RA | APPROVED | 2025-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thurston Springer Miller Herd & Titak, Inc. | Indianapolis | IN | 01/2015 | 12/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2018 | 01/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2018 | 01/2025 |
| Spencer Financial Strategies | Indianapolis | IN | 01/2025 | Present |
1.) Since 2012, Independent Insurance Agent for Life and Long Term Care Insurance, 3815 River Crossing Parkway #100, Indpls., IN 46240, 3 hrs/wk; 2.) Since 7/2023, OneHub1, LLC, owner of real estate brokerage firm and realtor - 8824 Faulkner Dr, Indpls, IN 46239, 10 hrs/year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-10 |
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