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2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2011-10-20 |
| TX | RA | APPROVED | 2010-12-15 |
Branch Locations
13140 Coit Rd Ste 115, Dallas, TX 75240 • United States
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunbelt Securities Inc | Houston | TX | 12/2010 | Present |
| Preston Capital Management (Dba) | Dallas | TX | 11/2010 | Present |
Preston Capital Management (DBA): Investment related. 13140 Coit Rd, Ste 107, Dallas, TX 75240. DBA under Sunbelt Securities Inc. Registered Representative. Start: 12/2010. 40 hours a week, during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-27 |
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