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Kathleen Anne Anderson

Sage Wealth Advisors LLC

Marion, MA

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Current Employers
Sage Wealth Advisors Llc

Marion, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2004-09-10
  • MA RA
    APPROVED
    Since 2004-09-10

Branch Locations

26 Zora Rd, Marion, MA 02738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corp. New Bedford MA 11/1997 Present
K. Anderson Cfp Marion MA 06/2000 Present
  • 11/1997 → Present
    Investors Capital Corp.
    New Bedford, MA
  • 06/2000 → Present
    K. Anderson Cfp
    Marion, MA
Previous Registrations
  • 1999-08-04 → 2004-05-20
    Eastern Point Advisors Inc.
    Marion, MA
Other Businesses

I HAV EMY OWN BUSINESS AS A CERTIFIED FINANCIAL PLANNER AND REGISTERED INVESTMENT ADVISOR I ALSO SELL TERM INSURANCE THROUGH NATIONAL BROKERAGE CORP. IN RHODE ISLAND

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-11
S63 Uniform Securities Agent State Law Examination 1992-10-27
  • S65 Uniform Investment Adviser Law Examination
    1999-05-11
  • S63 Uniform Securities Agent State Law Examination
    1992-10-27
Other Names
  • Kathleen Anne Oliver

View on SEC IAPD

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