Stanley Michael Williams

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 09/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Dublin, OH
• 10/2004 → 09/2019
  Tiaa
  Dublin, OH
• 09/2020 → 04/2022
  The Prudential Insurance Company Of America
  Columbus, OH
• 09/2020 → 04/2022
  Prudential Investment Management Services Llc
  Columbus, OH
• 09/2019 → 09/2020
  Unemployed
  Columbus, OH
• 04/2022 → Present
  Gwfs Equities, Inc.
  Hartford, CT
• 06/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2004-11-22 → 2019-09-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Dublin, OH
  Dublin, OH
• 1999-07-06 → 2004-09-29
  Morgan Stanley Dw Inc.
  Columbus, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-09
• S63 Uniform Securities Agent State Law Examination
  1989-01-03

Other Names

• Stanley Williams