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Gregory Allan Jorgensen

Rbc Capital Markets, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
NC RA APPROVED 2009-03-13
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • NC RA
    APPROVED
    Since 2009-03-13

Branch Locations

6000 Fairview Road Suite 500, Charlotte, NC 28210-3254 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Charlotte NC 03/2009 Present
City National Bank Charlotte NC 11/2016 Present
Previous Registrations
  • 2006-03-02 → 2009-03-13
    Ferris, Baker Watts, Llc
    Huntington, WV
    Charlotte, NC
    Wilmington, NC
Other Businesses

BOARD OF DIRECTORS - COSTAL CAPITAL MARKETS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-01
S65 Uniform Investment Adviser Law Examination 1999-05-27
S63 Uniform Securities Agent State Law Examination 1998-09-24
  • S66 Uniform Combined State Law Examination
    2006-03-01
  • S65 Uniform Investment Adviser Law Examination
    1999-05-27
  • S63 Uniform Securities Agent State Law Examination
    1998-09-24

View on SEC IAPD

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