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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-07-06 |
| PA | RA | APPROVED | 2021-11-15 |
| TX | RA | APPROVED_RES | 2016-01-05 |
| CA | RA | APPROVED | 2013-05-10 |
Branch Locations
311 Main St., Irwin, PA 15642 • United States
1509 N. El Camino Real Ste. 7, San Clemente, CA 92672 • United States
311 Main St., Irwin, PA 15642 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-24 |
Branch Locations
215 Avenida Del Mar Ste. B, San Clemente, CA 92672 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Medallion Financial Distributors | Irvine | CA | 01/2010 | Present |
| Smc Advisory Network, Llc | Irvine | CA | 09/2012 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 05/2013 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 05/2013 | Present |
1.SMC WEALTH MANAGEMENT, 30011 IVY GLENN DR STE 115, LAGUNA NIGUEL, CA, 7/2007 AS OWNER/AGENT SELLING LIFE, FIXED ANNUITY, LTC, HEALTH, & DISABILITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. 20 HR/YR - 0/TRADING. 2.DUNCAN ADVISOR RESOURCES, 30011 IVY GLENN DR STE 115, LAGUNA NIGUEL, CA, 2/01/2016. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 40 HR/WK - 40/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/2013 AS ADVISORY REP OF A RIA. INV REL - 160 HR/MO - 120 HR/MO TRADING. 4.BETA STUDY GROUP, 311 MAIN ST, IRWIN, PA, 7/2019 AS ADMINISTRATOR COORDINATING ANNUAL STUDY GROUP MEETING. INV REL - 5/YR - 0/TRADING. 5.DUNCAN FINANCIAL GROUP,LLC, 311 MAIN STREET, IRWIN, PA, ADV REP OF A REGISTERED INV ADV, 10/28/20, INV REL, 4/MO- 0/TRADING 6. IRWIN CAPITAL MANAGEMENT LLC, 311 Main Street, Irwin PA 15642, United States, 12/15/2021, Owner, Owner/Partner of a Business Entity, NIR, 0/MO- 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-11 |
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