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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-07-06
PA RA APPROVED 2021-11-15
TX RA APPROVED_RES 2016-01-05
CA RA APPROVED 2013-05-10
  • PR RA
    APPROVED
    Since 2026-07-06
  • PA RA
    APPROVED
    Since 2021-11-15
  • TX RA
    APPROVED_RES
    Since 2016-01-05
  • CA RA
    APPROVED
    Since 2013-05-10

Branch Locations

311 Main St., Irwin, PA 15642 • United States

1509 N. El Camino Real Ste. 7, San Clemente, CA 92672 • United States

Duncan Financial Planning Advisors

311 Main St., Irwin, PA 15642 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-24
  • CA RA
    APPROVED
    Since 2020-11-24

Branch Locations

215 Avenida Del Mar Ste. B, San Clemente, CA 92672 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Medallion Financial Distributors Irvine CA 01/2010 Present
Smc Advisory Network, Llc Irvine CA 09/2012 Present
Cambridge Investment Research, Inc Fairfield IA 05/2013 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 05/2013 Present
  • 01/2010 → Present
    Medallion Financial Distributors
    Irvine, CA
  • 09/2012 → Present
    Smc Advisory Network, Llc
    Irvine, CA
  • 05/2013 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 05/2013 → Present
    Fairfield, IA
Previous Registrations
  • 2012-12-13 → 2013-08-02
    Smc Advisory Network, Llc
    Boardman, OH
  • 2007-07-18 → 2012-12-31
    Cetera Advisors Llc
    Irvine, CA
    Greenwood Village, CO
    Petaluma, CA
  • 1998-10-15 → 2007-07-31
    Legacy Advisory Services, Inc.
    Petaluma , CA
Other Businesses

1.SMC WEALTH MANAGEMENT, 30011 IVY GLENN DR STE 115, LAGUNA NIGUEL, CA, 7/2007 AS OWNER/AGENT SELLING LIFE, FIXED ANNUITY, LTC, HEALTH, & DISABILITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. 20 HR/YR - 0/TRADING. 2.DUNCAN ADVISOR RESOURCES, 30011 IVY GLENN DR STE 115, LAGUNA NIGUEL, CA, 2/01/2016. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 40 HR/WK - 40/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/2013 AS ADVISORY REP OF A RIA. INV REL - 160 HR/MO - 120 HR/MO TRADING. 4.BETA STUDY GROUP, 311 MAIN ST, IRWIN, PA, 7/2019 AS ADMINISTRATOR COORDINATING ANNUAL STUDY GROUP MEETING. INV REL - 5/YR - 0/TRADING. 5.DUNCAN FINANCIAL GROUP,LLC, 311 MAIN STREET, IRWIN, PA, ADV REP OF A REGISTERED INV ADV, 10/28/20, INV REL, 4/MO- 0/TRADING 6. IRWIN CAPITAL MANAGEMENT LLC, 311 Main Street, Irwin PA 15642, United States, 12/15/2021, Owner, Owner/Partner of a Business Entity, NIR, 0/MO- 0/TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-07
S63 Uniform Securities Agent State Law Examination 1994-11-11
  • S65 Uniform Investment Adviser Law Examination
    1999-05-07
  • S63 Uniform Securities Agent State Law Examination
    1994-11-11
Other Names
  • Larry Lund Ovistgaard

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