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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-04 |
| IL | RA | APPROVED | 2026-01-04 |
| NY | RA | APPROVED | 2021-02-14 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc | Watertown | NY | 11/2010 | Present |
| Hightower Securities, Llc | Watertown | NY | 11/2010 | Present |
CrowdzSpeak Inc.; Investment Related - No; Watertown, NY; Majority Shareholder, Vice President, Board member; Start Date - 01/2011; Approximately 40 hours per month with 0 hours during securities trading hours; Designed the software and algorithms, help run the company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-02 |
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