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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-04 |
| NV | RA | APPROVED | 2021-02-25 |
Branch Locations
2495 Village View Dr Ste 200, Henderson, NV 89074 • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Las Vegas | NV | 01/2014 | 02/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2021 |
| Ameriprise Financial Services Inc | Las Vegas | NV | 02/2021 | 02/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 02/2021 |
| Ameriprise Financial Services, Llc | Henderson | NV | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Henderson | NV | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-01 |
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