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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
6599 Seville Drive Suite 207, Canfield, OH 44406 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Compa | Fairlawn | OH | 11/1988 | 11/2018 |
| Signator Investors, Inc. | Boston | MA | 11/1988 | 11/2018 |
| Osaic Wealth, Inc. | Canfield | OH | 11/2018 | Present |
1. SIGNATURE FINANCIAL GROUP , LLC POSITION: I conduct investment and insurance business under this business name. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/05/1988 ADDRESS: 6599 seville drive, ste 207, canfield OH 44406, United States DESCRIPTION: Sales/marketing of securities and insurance products. 2. SIGNATURE FINANCIAL GROUP, LLC POSITION: AGENT NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2010 ADDRESS: 6599 seville drive, ste 207, canfield OH 44406, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-03 |
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