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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-16 |
| WI | RA | APPROVED | 2007-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Oshkosh | WI | 10/2007 | Present |
1. 11/12/2007 - Kimball Asset Management, Inc. - INV REL - Business Entity For Tax/Investment Purposes Only - This is my Sub S corp that I previously had set up with my prior Broker/Dealer. 2. 11/12/2007 - 11/12/2007 - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-20 |
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