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404 Old Liverpool Rd, Liverpool, NY 13088 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-21 |
Branch Locations
404 Old Liverpool Rd, Liverpool, NY 13088 • United States
404 Old Liverpool Rd, Liverpool, NY 13088 • United States
7207 East Genesee Street, Fayetteville, NY 13066 • United States
5 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Fayetteville | NY | 09/2009 | Present |
1. 07/02/2007 / THE LEXINGTON FINANCIAL GROUP / DBA OUTSIDE BUSINESS / 7207 EAST GENESEE STREET FAYETTEVILLE NY 13066. 2. 01/07/08 - NON-VARIABLE INSURANCE - I PLAN ON BEING REP. OF RECORD FOR A GROUP HEALTH INSURANCE PLAN...DUTIES COULD EXPAND TO ACTUAL SALES OF GROUP HEALTHCARE PLANS - 5% TIME SPENT 3.CRUMP INSURANCE LIFE INSURANCE AND LONG TERM CARE NON SECURITIES RELATED STARTED MAY 2000 PROVIDING INSURANCE FOR CLIENTS SPENDS 5 HRS A MONTH, 5 HRS DURING MARKET HRS. 4. UNITED HEALTHCARE HEALTH INSURANCE NON SECURITIES RELATED STARTED JULY 2009 HEALTH INSURANCE FOR CLIENTS DEVOTES 2 HRS PER MONTH, 2 HRS DURING MARKERT HRS. 5. MVP HEALTHCARE HEALTH INSURANCE NON SECURITIES RELATED STARTED JULY 2009 HEALTH INSURANCE FOR CLIENTS DEVOTES 2 HRS A MONTH, 2 HRS DURING MARKET HRS. 6.PORTLAND TRAILBLAZERS - SCOUT FOR NBA TEAM; START DATE: 11/2013. IS NON-SECURITIES RELATED; DEVOTES 16-20 HRS PER MONTH. 10/18/13 7.John B. Dobbertin. Rental Property. Not securities related. Start date 9/1/15. Landlord 100% ownership. 8 hours devoted per month, 0 hours during market hours. 8.The Lexington Group. Lease of Office Space. Not securities related. Start date 9/1/2015. Sublets. 100% ownership. 5 hours devoted per month, 5 hours during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-19 |
| S66 | Uniform Combined State Law Examination | 2010-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-14 |
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