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Inactive

Richard Joseph Stjohn

St. John & Associates, Inc.

Roswell,, GA

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Current Employers
St. John & Associates, Inc.

500 Sun Valley Drive Suite D-3 & D-4, Roswell, GA 30076-1441 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
GA RA APPROVED 2003-03-25
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • GA RA
    APPROVED
    Since 2003-03-25

Branch Locations

500 Sun Valley Drive, Suite D-3, Roswell,, GA 30076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. John And Associates, Inc. Atlanta GA 11/1992 Present
  • 11/1992 → Present
    St. John And Associates, Inc.
    Atlanta, GA
Other Businesses

MANAGING MEMBER WITH WIFE IN REAL ESTATE LIMITED PARTNERSHIP IN THE NAME OF RR II, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-07
S63 Uniform Securities Agent State Law Examination 1989-01-13
  • S65 Uniform Investment Adviser Law Examination
    1995-04-07
  • S63 Uniform Securities Agent State Law Examination
    1989-01-13
Other Names
  • Richard J Stjohn
  • Dick Stjohn
  • Dick Stjohn

View on SEC IAPD

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Other Offices

ST. JOHN & ASSOCIATES, INC. · ROSWELL, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roswell, GA
PARK AVENUE SECURITIES LLC · ROSWELL, GA
FORUM FINANCIAL MANAGEMENT, LP · Roswell, GA
BARNARD FINANCIAL GROUP, LLC · ROSWELL, GA
HOWARD CAPITAL MANAGEMENT, LLC · ROSWELL, GA
NEWEDGE ADVISORS · Roswell, GA
LPL FINANCIAL LLC · ROSWELL, GA

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