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Toria Anita Cooper

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-04
OH RA APPROVED 2005-06-06
TX RA APPROVED_RES 2004-11-18
  • MI RA
    APPROVED
    Since 2010-05-04
  • OH RA
    APPROVED
    Since 2005-06-06
  • TX RA
    APPROVED_RES
    Since 2004-11-18

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Detroit MI 01/1994 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-18
S63 Uniform Securities Agent State Law Examination 1990-05-16
  • S65 Uniform Investment Adviser Law Examination
    2005-07-18
  • S63 Uniform Securities Agent State Law Examination
    1990-05-16
Other Names
  • Toria Anita Allen
  • Toria Anita Herold
  • Toria Anita Herold

View on SEC IAPD

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