Terry Lee Hagerman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-11-24
CA	RA	APPROVED	2009-06-01
NV	RA	APPROVED	2009-06-01

TX RA
APPROVED

Since 2014-11-24
CA RA
APPROVED

Since 2009-06-01
NV RA
APPROVED

Since 2009-06-01

Branch Locations

28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Laguna Niguel	CA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Laguna Niguel, CA

Previous Registrations

2009-02-19 → 2009-06-01

Morgan Stanley & Co. Llc

Irvine, CA
2008-04-29 → 2009-02-11

Ubs Financial Services Inc.

Newport Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-07
S63	Uniform Securities Agent State Law Examination	1995-11-13

S66 Uniform Combined State Law Examination

2008-02-07
S63 Uniform Securities Agent State Law Examination

1995-11-13

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews