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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | Dallas | TX | 03/2010 | 08/2017 |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 10/2010 | 08/2017 |
| Wells Fargo Clearing Services Lllc | Plano | TX | 08/2017 | Present |
POWER OF ATTOREY FOR FATHER, INV RELATED, PLANO, TX, START: 6/23/2023, 3 HOURS A MONTH, 3 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-13 |
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