Colleen Anne Brophy-emma

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-11-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Ag	New York	NY	06/1996	10/2018
Ubs Financial Services Inc.	Weehawken	NJ	01/2010	10/2018
Qbe Insurance	New York	NY	01/2019	11/2019
Whole Foods Amazon	Bridgewater	NJ	04/2020	06/2020
Fidelity Brokerage Services Llc	Wayne	NJ	06/2020	09/2021
Unemployed	Berkeley Heights	NJ	12/2019	03/2020
Morgan Stanley Smith Barney Llc	New York	NY	08/2022	09/2023
Unemployed	Berkeley Heights	NJ	09/2021	07/2022
Pruco Securities, Llc.	Basking Ridge	NJ	07/2024	11/2024
Unemployed	Berkeley Heights	NJ	10/2018	01/2019
Unemployed	Berkeley Heights	NJ	09/2023	07/2024
The Prudential Insurance Company Of America	Basking Ridge	NJ	09/2024	Present
Lpl Enterprise, Llc	Basking Ridge	NJ	11/2024	Present

06/1996 → 10/2018

Ubs Ag

New York, NY
01/2010 → 10/2018

Ubs Financial Services Inc.

Weehawken, NJ
01/2019 → 11/2019

Qbe Insurance

New York, NY
04/2020 → 06/2020

Whole Foods Amazon

Bridgewater, NJ
06/2020 → 09/2021

Fidelity Brokerage Services Llc

Wayne, NJ
12/2019 → 03/2020

Unemployed

Berkeley Heights, NJ
08/2022 → 09/2023

Morgan Stanley Smith Barney Llc

New York, NY
09/2021 → 07/2022

Unemployed

Berkeley Heights, NJ
07/2024 → 11/2024

Pruco Securities, Llc.

Basking Ridge, NJ
10/2018 → 01/2019

Unemployed

Berkeley Heights, NJ
09/2023 → 07/2024

Unemployed

Berkeley Heights, NJ
09/2024 → Present

The Prudential Insurance Company Of America

Basking Ridge, NJ
11/2024 → Present

Lpl Enterprise, Llc

Basking Ridge, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-23
S65	Uniform Investment Adviser Law Examination	1992-09-03
S63	Uniform Securities Agent State Law Examination	1990-03-15