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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 03/2015 | 04/2017 |
| Cadaret, Grant & Co., Inc. | Altoona | PA | 09/2017 | 06/2025 |
| Unemployed | Altoona | PA | 05/2017 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2025 | Present |
1) ST. THERESE CHURCH, 2301 5th Street, Altoona PA 16601, 07/2025, Committee Member, Volunteer, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) WESTWOOD WATER COMPANY, Stephenson Street, Altoona PA 16601, 07/2025, President, Volunteer, NIR, 6 HR/MO, 0 HR/MO TRADING. 3) ROSE INVESTMENT & FINANCIAL PLANNING SERVICES, 117 Westwood Park Rd, Altoona PA 16601, 07/2025, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 130 HR/MO TRADING. 4) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 07/01/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 5) GERALD R ROSE, 117 Westwood Park Road, Altoona, PA 16601, 08/2026, Agent, Insurance/Benefits/Human Resources, INV REL, 3 HR/MO, 3 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-10 |
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