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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-06-05 |
| CA | RA | APPROVED | 2016-06-24 |
Branch Locations
1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Diego | CA | 06/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
RODAN + FIELDS, NOT INV RELATED, PALM DESERT, CA, INDEPENDENT CONSULTANT, START 4/1/2018, 16 HOURS PER MONTH, ZERO DURING TRADING, SKIN CARE DIRECT SALES. NEW U LIFE; NOT INV RELATED; PLEASANT HILL,CA; INDEPENDENT REPRESENTATIVE; START DATE 01/01/2019; NUMBER OF HOURS PER MONTH 32; NUMBER OF HOURS DURING TRADING 0; SELLING THEIR PRODUCT. REVOCABLE TRUST FOR CLIENT; INV RELATED; PALM DESERT,CA; SUCCESSOR TRUSTEE; TRUSTEE/CO-TRUSTEE; START DATE: 01/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-09 |
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