Brian Lee Bartlett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 07/2025
  Next Financial Group Inc
  Houston, TX
• 07/2025 → Present
  Lpl Financial Llc
  Anna, TX

Previous Registrations

• 2013-05-01 → 2025-07-10
  Next Financial Group, Inc.
  Colorado Springs, CO
  Mckinney, TX
  Anna, TX

Other Businesses

1- 07/2025 - Brian Bartlett - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/22/2009 - 20 hours per month/ 1 hour during trading 2- 07/2025 - Bartlett Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/11/2016 - 80 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-11-01
• S63 Uniform Securities Agent State Law Examination
  1989-01-31

Other Names

• Barty Bartlett
• Brian Lee Bartlett