Kenneth Dean Fincher

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → 02/2024
  Wealth Advisors, Inc.
  Rancho Santa Fe, CA
• 04/2014 → 05/2019
  First Allied Securities Inc
  San Diego, CA
• 04/2014 → 05/2019
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2023 → Present
  Perigon Wealth Management, Llc Dba Wealth Advisors, Inc.
  Rancho Santa Fe, CA

Previous Registrations

• 2004-06-08 → 2024-02-16
  Wealth Advisors, Inc.
  Henderson, NV
  San Diego, CA
  Rancho Santa Fe, CA
  San Diego, CA
  San Diego, CA
  Rancho Santa Fe, CA
• 2014-04-18 → 2019-05-24
  First Allied Advisory Services, Inc.
  Rancho Santa Fe, CA
• 2009-02-09 → 2014-04-23
  Independent Financial Group, Llc
  San Diego, CA
  San Diego, CA
  Rancho Santa Fe, CA
• 2003-10-28 → 2004-09-28
  National Planning Corporation
  San Diego, CA
• 1997-12-15 → 2003-10-20
  Ameriprise Financial Services, Llc
  San Diego, CA

Other Businesses

[1] Wealth Advisors, Inc. Investment-related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Wealth Advisors, Inc. is a DBA for investment advisory services with Perigon; 11/2023; 160 hours/month during, conducted during securities trading hours; financial planning and investment management services provided to clients. [2] Licensed insurance agent; Not-investment related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Agent; 10/2003; Mr. Fincher spends up to five hours per month on this activity, all of which are during securities trading hours. Duties include insurance sales and reviews. [3] WRMA Realty; Not-investment related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Real estate sales; Owner and broker; 05/2013; Mr. Fincher spends approximately five hours per month on this activity, none of which are during securities trading hours. Mr. Fincher's duties include real estate transactions, sales, and referrals.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-12-02

Designations

• Chartered Financial Consultant

Other Names

• Kenny Fincher