Frank B Jaffe

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-03-24
TX	RA	APPROVED	2022-06-15
NJ	RA	APPROVED	2016-05-20

NY RA
APPROVED

Since 2026-03-24
TX RA
APPROVED

Since 2022-06-15
NJ RA
APPROVED

Since 2016-05-20

Branch Locations

Great Neck, NY • United States

350 Passaic Ave Ste 202, Fairfield, NJ 07004-3561 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Fairfield	NJ	05/2016	03/2020
Ameriprise Financial Services, Llc	Fairfield	NJ	03/2020	Present

05/2016 → 03/2020

Ameriprise Financial Services, Inc.

Fairfield, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Fairfield, NJ

Previous Registrations

2002-07-19 → 2016-06-16

Access Wealth

Roseland, NJ

Other Businesses

Board of Directors; Congregation Ahavas Israel; Treasurer; 181 Van Houten Ave, , Passaic, NJ, 7055; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Trustee.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-02-16

S63 Uniform Securities Agent State Law Examination

1989-02-16

Designations

Other Names

Frank Jaffe

View on SEC IAPD