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Christopher John Dion

Brockenbrough

Richmond, VA

CRD 3254051

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Employer firm

Brockenbrough CRD 105142

$5.49B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Brockenbrough

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-07-14
  • VA RA
    APPROVED
    Since 2014-07-14

Branch Locations

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowe Brockenbrough & Company, Inc. Richmond VA 05/2012 Present
  • 05/2012 → Present
    Lowe Brockenbrough & Company, Inc.
    Richmond, VA
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC

Nearby Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO

Nearby Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA

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